Ho, Kwok Leung (SFC:ACV096) 何國良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2003-09-30 | Rep | Advising on securities | 2003-09-30 | Rep | Asset management | 2003-09-30 | Rep | Dealing in securities | 2003-09-30 | Rep | Asset management | 2005-09-26 | 2006-02-02 | Rep | Advising on futures contracts | 2005-09-26 | 2008-06-27 | Rep | Advising on securities | 2005-09-26 | 2008-06-27 | Rep | Dealing in securities | 2005-09-26 | 2012-09-01 | RO | Asset management | 2006-02-02 | 2012-09-01 | RO | Advising on futures contracts | 2008-06-27 | 2012-09-01 | RO | Advising on securities | 2008-06-27 | 2012-09-01 |
| 2 | DigitalBridge Management Asia Limited | Rep | Advising on securities | 2012-09-24 | 2012-10-24 | Rep | Asset management | 2012-09-24 | 2012-10-24 | Rep | Dealing in securities | 2012-09-24 | 2012-10-24 | RO | Advising on securities | 2012-10-24 | 2017-05-31 | RO | Asset management | 2012-10-24 | 2017-05-31 | RO | Dealing in securities | 2012-10-24 | 2017-05-31 |
| 3 | Pedder Street Investment Management Limited | Rep | Advising on securities | 2017-06-09 | 2017-07-31 | Rep | Asset management | 2017-06-09 | 2017-07-31 | RO | Advising on securities | 2017-07-31 | 2024-02-02 | RO | Asset management | 2017-07-31 | 2024-02-02 |
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