Wong, Carol Ka Lok 黃家樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2005-01-27 | Rep | Asset management | 2005-01-27 | Rep | Advising on securities | 2005-04-27 | Rep | Dealing in securities | 2005-04-27 | RO | Advising on securities | 2005-04-27 | 2013-10-01 | RO | Dealing in securities | 2005-04-27 | 2013-10-01 |
| 2 | Jupiter Asset Management (Asia Pacific) Limited | RO | Advising on securities | 2013-11-18 | 2018-07-12 | RO | Dealing in securities | 2013-11-18 | 2018-07-12 |
| 3 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2018-10-04 | 2021-08-12 | Rep | Dealing in securities | 2018-10-04 | 2021-08-12 | RO | Advising on securities | 2021-08-12 | RO | Dealing in securities | 2021-08-12 |
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