Chan, Ka Ming (SFC:AHM935) 陳嘉鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2007-05-30 | 2013-11-30 | Rep | Dealing in securities | 2007-05-30 | 2013-11-30 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on corporate finance | 2004-01-06 | Rep | Advising on securities | 2004-01-06 | Rep | Asset management | 2004-09-06 | Rep | Dealing in securities | 2004-01-29 | 2004-09-06 |
| 3 | Jupiter Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2013-12-16 | 2019-04-30 | Rep | Dealing in securities | 2013-12-16 | 2019-04-30 |
| 4 | KINGSWAY UNIT TRUST MANAGERS LIMITED | Rep | Advising on corporate finance | 2004-01-06 | Rep | Advising on securities | 2004-01-06 | Rep | Asset management | 2004-02-13 |
| 5 | KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED | Rep | Advising on securities | 2003-12-10 | |
| 6 | Natixis Investment Managers Hong Kong Limited | Rep | Dealing in securities | 2019-05-14 | 2019-07-18 | RO | Dealing in securities | 2019-07-18 |
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