Chan, Kai Cheung (SFC:APO196) 陳啟祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2010-04-12 | 2017-10-13 | Rep | Advising on securities | 2010-04-12 | 2017-10-13 | Rep | Asset management | 2010-04-12 | 2017-10-13 | Rep | Dealing in securities | 2010-04-12 | 2017-10-13 |
| 2 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2007-09-04 | 2010-07-02 | Rep | Asset management | 2007-09-04 | 2010-07-02 | Rep | Dealing in securities | 2007-09-04 | 2010-11-08 | Rep | Advising on futures contracts | 2008-06-17 | 2010-07-02 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2021-08-18 | |
| 4 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-10-26 | 2018-05-03 | Rep | Asset management | 2017-10-26 | 2018-05-03 | Rep | Dealing in securities | 2017-10-26 | 2018-05-03 |
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