Cheung, Chi Lok (SFC:AWC705) 張熾樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2010-10-20 | 2012-09-08 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-09-05 | 2016-11-22 | Rep | Asset management | 2016-09-05 | 2016-11-22 | RO | Advising on securities | 2016-11-22 | 2018-07-15 | RO | Asset management | 2016-11-22 | 2018-07-15 |
| 3 | ETF Securities (HK) Limited | Rep | Asset management | 2012-09-12 | 2013-04-02 | RO | Asset management | 2013-04-02 | 2016-08-12 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2023-10-18 | 2024-02-27 | Rep | Advising on securities | 2023-10-18 | 2024-02-27 | Rep | Asset management | 2023-10-18 | 2024-02-27 | Rep | Dealing in securities | 2023-10-18 | 2024-02-27 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-10-18 | 2024-02-27 |
| 6 | MERCER INVESTMENTS (HK) LIMITED | Rep | Advising on securities | 2018-09-05 | 2020-07-08 | Rep | Asset management | 2018-09-05 | 2020-07-08 | Rep | Dealing in securities | 2018-09-18 | 2020-07-08 | RO | Advising on securities | 2020-07-08 | 2022-12-30 | RO | Asset management | 2020-07-08 | 2022-12-30 | RO | Dealing in securities | 2020-07-08 | 2022-12-30 |
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