Chung, Grace Wai Sze 鍾慧詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2010-04-13 | 2017-08-08 | Rep | Advising on futures contracts | 2010-04-13 | 2017-11-10 | Rep | Advising on securities | 2010-04-13 | 2017-11-10 | Rep | Dealing in securities | 2010-04-13 | 2017-11-10 | RO | Asset management | 2017-08-08 | 2017-11-10 |
| 2 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2004-10-25 | 2010-09-21 | Rep | Asset management | 2004-10-25 | 2010-09-21 | Rep | Dealing in securities | 2004-10-25 | 2010-09-21 | Rep | Advising on futures contracts | 2007-10-08 | 2010-03-30 | RO | Advising on futures contracts | 2010-03-30 | 2010-09-21 |
| 3 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2019-10-18 | 2020-07-31 | Rep | Asset management | 2019-10-18 | 2020-07-31 |
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