Lam, Yee Man 林綺文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2010-04-12 | 2011-12-05 | Rep | Advising on securities | 2010-04-12 | 2018-12-31 | Rep | Dealing in securities | 2010-04-12 | 2018-12-31 | Rep | Advising on securities | 2019-01-01 | 2020-08-14 | Rep | Dealing in securities | 2019-01-01 | 2020-08-14 |
| 2 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Dealing in securities | 2005-02-23 | 2010-11-08 | Rep | Asset management | 2005-04-08 | 2010-07-02 | Rep | Advising on securities | 2007-01-22 | 2010-07-02 |
| 3 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-04 | Rep | Advising on securities | 2004-06-04 | Rep | Asset management | 2004-11-11 | Rep | Dealing in securities | 2005-02-23 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-06-04 | Rep | Asset management | 2004-11-11 | Rep | Dealing in futures contracts | 2005-02-23 |
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