Tse, Sum Sum 謝琛琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2003-10-13 | 2005-08-03 | Rep | Dealing in securities | 2005-04-08 | 2006-06-10 |
| 2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2006-06-21 | 2014-01-21 | Rep | Dealing in securities | 2006-06-21 | 2014-01-21 |
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