Xin, Hai 忻海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2010-04-12 | 2012-08-02 | Rep | Asset management | 2010-04-12 | 2012-08-02 | Rep | Dealing in securities | 2010-04-12 | 2012-08-02 |
| 2 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2005-06-16 | 2010-07-02 | Rep | Asset management | 2005-06-16 | 2010-07-02 | Rep | Dealing in securities | 2005-06-16 | 2010-11-08 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-05-13 | 2015-07-06 | Rep | Asset management | 2015-05-13 | 2015-07-06 | Rep | Dealing in securities | 2015-05-13 | 2015-07-06 | Rep | Dealing in futures contracts | 2015-06-30 | 2015-06-30 | RO | Advising on securities | 2015-07-06 | 2018-07-20 | RO | Asset management | 2015-07-06 | 2018-07-20 | RO | Dealing in futures contracts | 2015-07-06 | 2018-07-20 | RO | Dealing in securities | 2015-07-06 | 2018-07-20 |
| 4 | uSmart Securities Limited | RO | Advising on securities | 2019-01-21 | 2021-12-31 | RO | Asset management | 2019-01-21 | 2021-12-31 | RO | Dealing in securities | 2019-01-21 | 2021-12-31 |
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