Yang, Jie (SFC:ARS746) 楊杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BC Global Asset Management Limited | Rep | Advising on securities | 2016-08-16 | 2016-09-28 | Rep | Asset management | 2016-08-16 | 2016-09-28 | Rep | Dealing in securities | 2016-08-16 | 2016-09-28 | RO | Advising on securities | 2016-09-28 | 2021-07-31 | RO | Asset management | 2016-09-28 | 2021-07-31 | RO | Dealing in securities | 2016-09-28 | 2021-07-31 |
| 2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2010-04-12 | 2013-08-22 | Rep | Asset management | 2010-04-12 | 2013-08-22 | Rep | Dealing in securities | 2010-04-12 | 2013-08-22 |
| 3 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2008-10-20 | 2010-07-02 | Rep | Asset management | 2008-10-20 | 2010-07-02 | Rep | Dealing in securities | 2008-10-20 | 2010-11-08 |
| 4 | DC Wealth Management (HK) Limited | Rep | Advising on securities | 2021-08-10 | 2021-08-18 | Rep | Asset management | 2021-08-10 | 2021-08-18 | RO | Advising on securities | 2021-08-18 | 2023-03-31 | RO | Asset management | 2021-08-18 | 2023-03-31 | RO | Dealing in securities | 2022-07-05 | 2023-03-31 |
| 5 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2015-08-10 | 2016-04-23 | Rep | Dealing in securities | 2015-08-10 | 2016-04-23 |
| 6 | Yupei Fortune Capital Limited | Rep | Advising on securities | 2023-05-05 | 2023-05-22 | Rep | Asset management | 2023-05-05 | 2023-05-22 | Rep | Dealing in securities | 2023-05-05 | 2023-05-22 | RO | Advising on securities | 2023-05-22 | 2024-01-31 | RO | Asset management | 2023-05-22 | 2024-01-31 | RO | Dealing in securities | 2023-05-22 | 2024-01-31 |
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