Harris, Jonathan Howe
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-05-16 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2003-05-16 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2003-05-16 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-05-16 | |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2003-12-09 | 2005-07-04 |
| 6 | LEHMAN BROTHERS ASIA LIMITED | RO | Advising on securities | 2005-07-04 | 2006-07-29 |
| 7 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-06-29 | 2006-07-29 |
| 8 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2006-09-20 | 2006-12-27 |
| 9 | BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2006-12-27 | 2012-09-06 |
| 10 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-03-13 | 2017-06-19 |
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