Au, Johannes Yu Hang 歐宇恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2012-06-18 | Rep | Dealing in securities | 2012-06-18 | 2012-12-10 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-07-27 | 2012-06-01 |
| 3 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-02-26 | 2008-11-20 |
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