Chen, Charles Chi Pang 陳子鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-10-06 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2011-07-04 | 2015-11-30 | Rep | Dealing in securities | 2011-07-04 | 2023-05-31 | Rep | Dealing in futures contracts | 2011-10-06 | 2023-05-31 |
| 3 | BTIG Hong Kong Limited | RO | Dealing in securities | 2008-04-18 | 2009-12-01 |
| 4 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Automated trading services | 2004-01-05 | Rep | Advising on securities | 2007-11-23 | Rep | Dealing in securities | 2007-11-23 | Rep | Dealing in futures contracts | 2006-06-23 | 2007-10-12 |
| 5 | ETRADE SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Automated trading services | 2004-01-05 | Rep | Advising on securities | 2007-10-31 | Rep | Dealing in securities | 2007-10-31 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-08-29 | Rep | Advising on futures contracts | 2023-09-05 |
| 7 | Knight Capital Asia Limited | Rep | Advising on securities | 2010-08-02 | 2011-05-31 | Rep | Dealing in securities | 2010-08-02 | 2011-05-31 |
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