Chen, Huanming (SFC:AIU879) 陳睆明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-05-17 | 2004-01-17 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2003-05-17 | 2004-01-17 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2004-06-02 | 2004-09-04 |
| 4 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-09-23 | 2013-03-20 |
| 5 | PIMCO Asia Limited | Rep | Advising on securities | 2018-12-28 | 2020-10-09 |
| 6 | PIMCO Asia Limited | Rep | Asset management | 2018-12-28 | 2020-10-09 |
| 7 | PIMCO Asia Limited | Rep | Dealing in securities | 2018-12-28 | 2020-10-09 |
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