Kong, Hon Ming 江漢明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-04 | Rep | Advising on securities | 2004-02-04 | Rep | Asset management | 2004-02-04 | Rep | Dealing in securities | 2012-11-29 | Rep | Automated trading services | 2009-11-26 | 2012-11-29 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2014-01-06 | 2016-05-06 |
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