Lee, Wai Kei 李偉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-05-25 | 2015-06-12 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2015-08-31 | 2018-05-25 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2005-04-25 | 2006-02-28 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-02-26 | 2023-08-11 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-02-26 | 2023-08-11 | Rep | Advising on securities | 2020-06-29 | 2023-08-11 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-03-02 | Rep | Advising on securities | 2005-03-02 | Rep | Asset management | 2005-03-02 | Rep | Automated trading services | 2005-03-02 | Rep | Dealing in securities | 2005-03-02 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-03-02 | Rep | Asset management | 2005-03-02 | Rep | Automated trading services | 2005-03-02 | Rep | Dealing in futures contracts | 2005-03-02 |
| 8 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2006-04-28 | 2011-12-30 |
| 9 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-09-11 | 2019-11-08 | Rep | Automated trading services | 2018-10-03 | 2019-11-08 | Rep | Dealing in futures contracts | 2018-10-03 | 2019-11-08 |
| 10 | Tiger Brokers (HK) Global Limited | Rep | Advising on securities | 2023-10-03 | Rep | Dealing in futures contracts | 2023-10-03 | Rep | Dealing in securities | 2023-10-03 |
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