Leung, Richard Tak Wah 梁德驊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-03-12 | 2017-08-04 | Rep | Automated trading services | 2014-02-14 | 2014-04-07 | Rep | Dealing in futures contracts | 2014-02-14 | 2017-08-04 |
2 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2017-10-12 | 2021-11-05 | Rep | Dealing in securities | 2017-10-12 | 2021-11-05 |
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