Li, Xiaoli (SFC:ALY129) 李曉麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-06-01 | 2012-04-11 |
| 2 | Cephei Capital Management (Hong Kong) Limited | Rep | Asset management | 2007-07-30 | 2008-12-31 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2005-04-21 | 2007-04-12 |
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