Liu, Jia (SFC:APO197) 劉佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2007-09-04 | 2014-04-24 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 2014-10-16 | 2023-05-04 |
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