Liu, Kate Kit Yee 廖潔儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-09-28 | |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2003-04-17 | Rep | Advising on securities | 2003-04-17 | Rep | Asset management | 2003-04-17 | Rep | Dealing in securities | 2003-04-17 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Automated trading services | 2003-06-16 | 2003-09-19 | Rep | Dealing in securities | 2003-06-16 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2009-07-25 |
| 5 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-17 | Rep | Advising on securities | 2003-04-17 | Rep | Asset management | 2003-04-17 | Rep | Dealing in securities | 2003-04-17 |
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