Liu, Mei Shan 廖美珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-05-14 | 2012-06-29 |
2 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2015-05-05 | |
3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-07-20 | 2010-05-01 |
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