Trinh, Nicholas Hung 鄭雄評
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-04-07 | 2013-05-24 | Rep | Automated trading services | 2009-11-26 | 2013-05-24 |
| 2 | INNOVATION SECURITIES CO., LIMITED | Rep | Dealing in securities | 2023-06-02 | |
| 3 | KAM FAI SECURITIES CO., LIMITED | Rep | Dealing in securities | 2013-11-18 | 2014-06-30 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-07-07 | 2015-06-17 | RO | Dealing in securities | 2015-06-17 | 2019-12-31 |
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