Tsai, Ti-yun 蔡笛韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2011-08-24 | 2016-05-27 | Rep | Advising on securities | 2017-05-31 | 2019-08-30 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-01-13 | 2011-04-26 |
| 3 | Morningstar Investment Management Asia Limited | Rep | Advising on securities | 2019-11-18 | 2022-03-18 |
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