Wong, Hiu King (SFC:AVM233) 王曉琼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-07-13 | 2011-11-10 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2023-07-26 | |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2015-10-05 | 2023-06-29 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-11-14 | 2015-06-23 | Rep | Dealing in securities | 2011-11-14 | 2015-06-23 |
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