Zee, Chi Ming 徐啟敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2007-05-08 | 2011-11-18 |
2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2004-03-30 | 2005-04-27 |
3 | HDH ADVISORS (HK) LIMITED | Rep | Asset management | 2005-06-10 | 2005-10-03 |
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