Chan, Wing Chiu (SFC:ADT876) 陳榮照
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | RO | Dealing in securities | 2006-07-19 | 2013-03-21 |
2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-30 | 2011-01-27 |
3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-30 | 2006-07-19 | Rep | Dealing in futures contracts | 2005-10-13 | 2006-07-19 | RO | Dealing in futures contracts | 2006-07-19 | 2013-03-21 | RO | Dealing in securities | 2006-07-19 | 2013-03-21 |
4 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Dealing in securities | 2004-03-03 |
5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2004-03-03 | Rep | Advising on securities | 2004-03-03 | Rep | Asset management | 2004-03-03 | Rep | Dealing in securities | 2004-03-03 |
6 | KIN BRIDGE CAPITAL LIMITED | RO | Asset management | 2016-03-04 | 2018-05-31 |
7 | M&F Asset Management Limited | Rep | Dealing in securities | 2014-09-16 | 2014-10-30 | RO | Dealing in securities | 2014-10-30 | 2015-02-13 | RO | Asset management | 2014-12-22 | 2015-05-12 |
8 | METRO CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-09-16 | 2014-10-30 | RO | Dealing in futures contracts | 2014-10-30 | 2016-02-29 |
9 | METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-09 | 2013-09-27 |
10 | Redford Asset Management Limited | Rep | Asset management | 2018-07-09 | 2018-07-30 | RO | Asset management | 2018-07-30 |
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