Chan, Wing Chiu (SFC:ADT876) 陳榮照
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Redford Asset Management Limited | RO | Asset management | 2018-07-30 | |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-03-03 | |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-03-03 | |
| 6 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on securities | 2004-03-03 | |
| 7 | Credit Suisse Securities (Hong Kong) Limited | Rep | Asset management | 2004-03-03 | |
| 8 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-03-03 | |
| 9 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-30 | 2006-07-19 |
| 10 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2006-07-19 |
| 11 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-30 | 2011-01-27 |
| 12 | BOCI ASIA LIMITED | RO | Dealing in securities | 2006-07-19 | 2013-03-21 |
| 13 | BOCI SECURITIES LIMITED | RO | Dealing in futures contracts | 2006-07-19 | 2013-03-21 |
| 14 | BOCI SECURITIES LIMITED | RO | Dealing in securities | 2006-07-19 | 2013-03-21 |
| 15 | METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-09 | 2013-09-27 |
| 16 | M&F Asset Management Limited | Rep | Dealing in securities | 2014-09-16 | 2014-10-30 |
| 17 | METRO CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-09-16 | 2014-10-30 |
| 18 | M&F Asset Management Limited | RO | Dealing in securities | 2014-10-30 | 2015-02-13 |
| 19 | M&F Asset Management Limited | RO | Asset management | 2014-12-22 | 2015-05-12 |
| 20 | METRO CAPITAL FUTURES LIMITED | RO | Dealing in futures contracts | 2014-10-30 | 2016-02-29 |
| 21 | KIN BRIDGE CAPITAL LIMITED | RO | Asset management | 2016-03-04 | 2018-05-31 |
| 22 | Redford Asset Management Limited | Rep | Asset management | 2018-07-09 | 2018-07-30 |
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