Cheng, Arthur (SFC:AFX946) 鄭斌宜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2004-03-01 | Rep | Advising on corporate finance | 2004-03-02 | Rep | Dealing in securities | 2006-07-25 | 2010-06-18 | Rep | Advising on corporate finance | 2006-07-25 | 2010-08-02 | RO | Advising on corporate finance | 2010-08-02 | 2012-05-28 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2012-08-08 | 2012-11-06 | RO | Advising on corporate finance | 2012-11-06 | 2015-11-18 |
| 3 | Chiyu International Capital Limited | RO | Advising on corporate finance | 2022-12-23 | RO | Advising on securities | 2022-12-23 | RO | Dealing in securities | 2022-12-23 |
| 4 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2004-03-16 | 2006-07-03 | Rep | Dealing in securities | 2004-03-16 | 2006-07-03 |
| 5 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2016-03-29 | 2016-11-11 |
| 6 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-12-21 | 2016-01-07 | RO | Advising on corporate finance | 2016-01-07 | 2016-11-11 |
| 7 | Fosun International Securities Limited | Rep | Dealing in securities | 2017-06-09 | 2019-05-16 | RO | Advising on corporate finance | 2017-06-09 | 2021-02-28 | RO | Dealing in securities | 2019-05-16 | 2019-12-23 | Rep | Dealing in securities | 2019-12-23 | 2020-09-02 | RO | Dealing in securities | 2020-09-02 | 2021-02-28 |
| 8 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2017-03-06 | 2017-03-31 |
| 9 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-03-06 | 2017-03-31 |
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