Lu, Rong (SFC:ACB322) 陸戎

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 BOCI ASIA LIMITED Rep Advising on corporate finance 2006-07-25 2010-03-19
BOCI ASIA LIMITED RO 2010-03-19 2014-01-27
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RO 2014-08-05 2017-04-28
2 BOCI SECURITIES LIMITED Rep Advising on securities 2006-07-25 2010-03-19
BOCI ASSET MANAGEMENT LIMITED Rep 2009-10-30 2010-03-19
BOCI ASSET MANAGEMENT LIMITED RO 2010-03-19 2014-01-27
BOCI SECURITIES LIMITED RO 2010-03-19 2014-01-27
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2014-03-31 2014-04-29
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RO 2014-04-29 2017-04-28
TARGET CAPITAL MANAGEMENT LIMITED (HK) RO 2017-11-14 2018-12-31
ASCENT FINANCIAL PARTNERS LIMITED RO 2020-08-04
3 BOCI ASSET MANAGEMENT LIMITED Rep Asset management 2009-10-30 2014-01-27
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2014-03-31 2014-08-22
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RO 2014-08-22 2017-04-28
TARGET CAPITAL MANAGEMENT LIMITED (HK) RO 2017-11-14 2018-12-31
4 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2006-07-25 2010-03-19
BOCI SECURITIES LIMITED RO 2010-03-19 2014-01-27
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2014-03-31 2014-04-29
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RO 2014-04-29 2017-04-28
5 BOCI ASIA LIMITED Rep Dealing in securities 2006-07-25 2010-03-19
BOCI SECURITIES LIMITED Rep 2006-07-25 2010-03-19
BOCI ASIA LIMITED RO 2010-03-19 2014-01-27
BOCI SECURITIES LIMITED RO 2010-03-19 2014-01-27
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2014-03-31 2014-04-29
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RO 2014-04-29 2017-04-28
TARGET CAPITAL MANAGEMENT LIMITED (HK) RO 2017-11-14 2018-02-26
ASCENT FINANCIAL PARTNERS LIMITED RO 2020-08-04 2022-11-14

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top