Lu, Rong (SFC:ACB322) 陸戎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2006-07-25 | 2010-03-19 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2006-07-25 | 2010-03-19 |
| 3 | BOCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-10-30 | 2010-03-19 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-03-31 | 2014-04-29 |
| 5 | BOCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-10-30 | 2014-01-27 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2014-03-31 | 2014-08-22 |
| 7 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-07-25 | 2010-03-19 |
| 8 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-03-31 | 2014-04-29 |
| 9 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2006-07-25 | 2010-03-19 |
| 10 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-25 | 2010-03-19 |
| 11 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-03-31 | 2014-04-29 |
| 12 | BOCI ASIA LIMITED | RO | Advising on corporate finance | 2010-03-19 | 2014-01-27 |
| 13 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on corporate finance | 2014-08-05 | 2017-04-28 |
| 14 | BOCI ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2010-03-19 | 2014-01-27 |
| 15 | BOCI SECURITIES LIMITED | RO | Advising on securities | 2010-03-19 | 2014-01-27 |
| 16 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2014-04-29 | 2017-04-28 |
| 17 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2017-11-14 | 2018-12-31 |
| 18 | ASCENT FINANCIAL PARTNERS LIMITED | RO | Advising on securities | 2020-08-04 | |
| 19 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Asset management | 2014-08-22 | 2017-04-28 |
| 20 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | RO | Asset management | 2017-11-14 | 2018-12-31 |
| 21 | BOCI SECURITIES LIMITED | RO | Dealing in futures contracts | 2010-03-19 | 2014-01-27 |
| 22 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2014-04-29 | 2017-04-28 |
| 23 | BOCI ASIA LIMITED | RO | Dealing in securities | 2010-03-19 | 2014-01-27 |
| 24 | BOCI SECURITIES LIMITED | RO | Dealing in securities | 2010-03-19 | 2014-01-27 |
| 25 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Dealing in securities | 2014-04-29 | 2017-04-28 |
| 26 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | RO | Dealing in securities | 2017-11-14 | 2018-02-26 |
| 27 | ASCENT FINANCIAL PARTNERS LIMITED | RO | Dealing in securities | 2020-08-04 | 2022-11-14 |
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