Ma, Chi Ming (SFC:ACS639) 馬志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2010-03-30 | 2010-08-17 | RO | Dealing in securities | 2010-08-17 | 2012-01-20 |
2 | BOCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-03-30 | 2012-01-20 | Rep | Asset management | 2010-03-30 | 2012-01-20 |
3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-14 | 2010-08-17 | Rep | Dealing in futures contracts | 2010-03-30 | 2010-08-17 | Rep | Advising on securities | 2010-03-30 | 2012-01-20 | RO | Dealing in futures contracts | 2010-08-17 | 2012-01-20 | RO | Dealing in securities | 2010-08-17 | 2012-01-20 |
4 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-04-14 | 2005-10-25 | Rep | Advising on corporate finance | 2005-04-14 | 2006-05-11 | Rep | Advising on securities | 2005-04-14 | 2006-05-11 | RO | Dealing in securities | 2005-10-25 | 2006-05-11 |
5 | Credit Suisse Futures (Hong Kong) Limited | Rep | Advising on futures contracts | 2005-02-15 | Rep | Asset management | 2005-02-15 | Rep | Automated trading services | 2006-05-11 | Rep | Dealing in futures contracts | 2006-05-11 |
6 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Asset management | 2005-02-15 | Rep | Advising on corporate finance | 2006-05-11 | Rep | Advising on securities | 2006-05-11 | Rep | Dealing in securities | 2006-05-11 |
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