Ma, Chi Ming (SFC:ACS639) 馬志明

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI ASIA LIMITED Rep Dealing in securities 2010-03-30 2010-08-17
RO Dealing in securities 2010-08-17 2012-01-20
2 BOCI ASSET MANAGEMENT LIMITED Rep Advising on securities 2010-03-30 2012-01-20
Rep Asset management 2010-03-30 2012-01-20
3 BOCI SECURITIES LIMITED Rep Dealing in securities 2009-10-14 2010-08-17
Rep Dealing in futures contracts 2010-03-30 2010-08-17
Rep Advising on securities 2010-03-30 2012-01-20
RO Dealing in futures contracts 2010-08-17 2012-01-20
RO Dealing in securities 2010-08-17 2012-01-20
4 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2005-04-14 2005-10-25
Rep Advising on corporate finance 2005-04-14 2006-05-11
Rep Advising on securities 2005-04-14 2006-05-11
RO Dealing in securities 2005-10-25 2006-05-11
5 Credit Suisse Futures (Hong Kong) Limited Rep Advising on futures contracts 2005-02-15
Rep Asset management 2005-02-15
Rep Automated trading services 2006-05-11
Rep Dealing in futures contracts 2006-05-11
6 Credit Suisse Securities (Hong Kong) Limited Rep Automated trading services 2003-08-22
Rep Asset management 2005-02-15
Rep Advising on corporate finance 2006-05-11
Rep Advising on securities 2006-05-11
Rep Dealing in securities 2006-05-11

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