Tse, Yung Hoi 謝湧海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | RO | Dealing in securities | 2006-04-25 | 2012-12-31 |
| 2 | BOCI ASSET MANAGEMENT LIMITED | RO | Asset management | 2008-11-04 | 2012-12-31 |
| 3 | BOCI COMMODITIES & FUTURES LIMITED | RO | Dealing in futures contracts | 2004-02-24 | 2011-09-30 | RO | Advising on futures contracts | 2004-11-17 | 2011-09-30 |
| 4 | BOCI RESEARCH LIMITED | RO | Advising on securities | 2010-07-20 | 2012-12-31 |
| 5 | BOCI SECURITIES LIMITED | RO | Dealing in securities | 2004-02-24 | 2012-12-31 | RO | Advising on securities | 2004-09-08 | 2012-12-31 | RO | Advising on futures contracts | 2005-10-06 | 2012-12-31 | RO | Dealing in futures contracts | 2005-10-06 | 2012-12-31 |
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