Yung, Lap Kay 容立基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-07-03 | 2008-11-14 | Rep | Dealing in securities | 2007-07-03 | 2012-06-23 | RO | Advising on corporate finance | 2008-11-14 | 2012-06-23 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2012-08-16 | 2012-09-11 | Rep | Dealing in securities | 2012-08-16 | 2017-03-10 | RO | Advising on corporate finance | 2012-09-11 | 2017-03-10 |
| 3 | CMS CAPITAL (HK) CO., LIMITED | Rep | Asset management | 2015-01-16 | 2017-03-10 |
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