Chan, Joseph Kwok Wai 陳國偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPINE CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2018-12-21 | 2021-11-30 |
| 2 | ALPINE SECURITIES LIMITED | RO | Advising on securities | 2018-07-31 | 2021-03-10 | RO | Dealing in securities | 2018-07-31 | 2021-03-10 |
| 3 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-10-10 | 2015-07-20 | Rep | Dealing in securities | 2007-10-10 | 2015-07-20 | RO | Advising on corporate finance | 2015-07-20 | 2017-08-16 | RO | Dealing in securities | 2015-07-20 | 2017-08-16 |
| 4 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-13 | Rep | Asset management | 2004-01-13 | Rep | Dealing in futures contracts | 2007-09-27 |
| 5 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in securities | 2015-07-20 | Rep | Dealing in futures contracts | 2005-10-14 | 2007-09-27 | RO | Dealing in securities | 2015-07-20 | 2017-08-16 |
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