Chan, Ngat 陳兀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2011-07-04 | 2018-11-14 | Rep | Dealing in securities | 2011-07-04 | 2018-11-14 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-04 | 2018-11-14 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2018-11-20 | 2020-03-25 | Rep | Dealing in securities | 2018-11-20 | 2020-03-25 | RO | Advising on corporate finance | 2020-03-25 | RO | Dealing in securities | 2020-03-25 |
| 4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-09-20 | 2011-05-13 | Rep | Advising on securities | 2007-10-26 | 2011-05-13 |
| 5 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2007-06-29 | 2007-09-04 |
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