Chung, Kenneth Chi Kin 鍾子健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AccFin Corporate Finance Limited | RO | Advising on corporate finance | 2020-07-17 | 2021-11-23 |
| 2 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2011-05-13 | 2013-05-02 | RO | Advising on corporate finance | 2013-05-02 | 2016-03-02 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-03-29 | 2016-12-03 | Rep | Advising on securities | 2016-03-29 | 2016-12-03 | Rep | Dealing in securities | 2016-03-29 | 2016-12-03 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-07-07 | 2010-11-06 |
| 5 | MANGO FINANCIAL LIMITED | Rep | Advising on corporate finance | 2019-05-02 | 2019-05-21 | Rep | Advising on securities | 2019-05-02 | 2019-11-19 | Rep | Asset management | 2019-05-02 | 2019-11-19 | Rep | Dealing in securities | 2019-05-02 | 2019-11-19 | RO | Advising on corporate finance | 2019-05-21 | 2019-11-19 |
| 6 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2010-11-15 | 2011-04-27 |
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