Lau, Michael Chi Wai 劉志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLVSIN CAPITAL LIMITED | RO | Advising on securities | 2022-12-28 | 2023-03-17 | RO | Dealing in securities | 2022-12-28 | 2023-03-17 |
| 2 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-08-24 | 2014-02-28 | Rep | Dealing in securities | 2010-08-24 | 2014-02-28 |
| 3 | BOCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-08-24 | 2014-02-28 | Rep | Asset management | 2010-08-24 | 2014-02-28 |
| 4 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2010-08-24 | 2014-02-28 | Rep | Dealing in securities | 2010-08-24 | 2014-02-28 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2014-03-07 | 2014-08-05 | Rep | Advising on securities | 2014-03-07 | 2015-08-11 | Rep | Dealing in securities | 2014-03-07 | 2015-08-11 | Rep | Advising on corporate finance | 2014-08-20 | 2015-08-11 | RO | Advising on corporate finance | 2015-08-11 | 2018-02-12 | RO | Advising on securities | 2015-08-11 | 2018-02-12 | RO | Dealing in securities | 2015-08-11 | 2018-02-12 |
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