Lee, Kin Man (SFC:AQC894) 李建民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-12-04 | 2013-11-15 | Rep | Dealing in securities | 2007-12-04 | 2013-11-15 | RO | Advising on corporate finance | 2013-11-15 | RO | Dealing in securities | 2013-11-15 |
2 | BOCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-10-30 | 2014-06-30 | Rep | Asset management | 2009-10-30 | 2014-06-30 |
3 | BOCI RESEARCH LIMITED | RO | Advising on securities | 2024-08-13 | |
4 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-30 | 2013-11-15 | Rep | Advising on securities | 2009-10-30 | 2013-11-15 | RO | Advising on securities | 2013-11-15 | RO | Dealing in securities | 2013-11-15 |
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