Lee, Man Lok (SFC:AVX919) 李文諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-09-20 | 2014-05-08 | Rep | Dealing in securities | 2010-09-20 | 2014-05-08 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-20 | 2014-05-08 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-05-07 | 2018-02-16 | Rep | Advising on securities | 2015-05-07 | 2018-02-16 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2018-03-20 | Rep | Dealing in securities | 2018-03-20 |
| 5 | CLSA LIMITED | Rep | Dealing in securities | 2015-05-07 | 2018-02-16 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-05-26 | 2015-01-08 | Rep | Advising on securities | 2014-05-26 | 2015-01-08 | Rep | Dealing in securities | 2014-05-26 | 2015-01-08 |
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