Li, Xin (SFC:AXS320) 李欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2011-07-29 | 2016-02-22 |
| 2 | China Chengtong (Hong Kong) Asset Management Company Limited | RO | Advising on securities | 2020-06-30 | 2023-10-16 | RO | Asset management | 2020-06-30 | 2023-10-16 | RO | Dealing in securities | 2020-06-30 | 2023-10-16 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2016-06-08 | 2018-07-31 | Rep | Dealing in securities | 2016-06-08 | 2019-12-16 | RO | Asset management | 2018-07-31 | 2019-12-16 |
| 4 | YUE XIU ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2024-04-03 | RO | Asset management | 2024-04-03 |
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