Ng, Ming 吳明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-07-06 | 2012-06-23 | Rep | Dealing in securities | 2007-07-06 | 2012-06-23 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2012-08-01 | 2013-05-21 | Rep | Dealing in securities | 2012-08-01 | 2013-05-21 | Rep | Advising on corporate finance | 2013-07-05 | 2016-01-29 | Rep | Dealing in securities | 2013-07-05 | 2016-01-29 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2004-03-01 | 2006-05-28 | Rep | Dealing in securities | 2004-03-01 | 2006-05-28 |
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