Tam, Vernon Craig Goodheart 譚乃廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2011-08-31 | 2013-11-25 |
2 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2014-01-23 | 2014-03-26 | Rep | Dealing in securities | 2014-01-23 | 2014-03-26 |
3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2014-05-16 | 2020-12-16 |
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