Tong, William Wai Tak 唐偉德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2006-11-17 | 2015-03-31 | RO | Advising on corporate finance | 2015-03-31 | 2018-02-09 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-08-24 | 2006-06-19 | Rep | Dealing in securities | 2005-08-24 | 2006-06-19 |
| 3 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2018-03-09 | 2018-04-11 | Rep | Advising on securities | 2018-03-16 | 2018-04-11 | Rep | Dealing in securities | 2018-03-16 | 2018-04-11 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2018-05-03 | 2019-06-05 | RO | Advising on corporate finance | 2019-06-05 | 2020-10-30 |
| 5 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-11-17 | 2021-03-05 | Rep | Advising on securities | 2020-11-17 | 2023-05-02 | Rep | Dealing in securities | 2020-11-17 | 2023-05-02 | RO | Advising on corporate finance | 2021-03-05 | 2023-05-02 |
| 6 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-09-30 | 2005-08-05 |
| 7 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-07-03 | 2006-11-11 |
| 8 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-07-03 | 2006-11-11 |
| 9 | INNOVAX CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-11-02 | 2024-02-15 | RO | Advising on corporate finance | 2024-02-15 |
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