Wai, Andy To Chung 韋道聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2006-05-12 | 2012-08-07 | Rep | Advising on corporate finance | 2006-05-12 | 2012-09-11 | RO | Advising on corporate finance | 2012-09-11 | 2018-09-17 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-10-24 | 2019-01-07 | Rep | Advising on securities | 2018-11-01 | 2021-04-07 | Rep | Dealing in securities | 2018-11-01 | 2021-04-07 | RO | Advising on corporate finance | 2019-01-07 | 2021-04-07 |
| 3 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2024-01-23 | |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-04-19 | 2021-06-18 | Rep | Advising on securities | 2021-04-19 | 2021-06-18 | Rep | Dealing in securities | 2021-04-19 | 2021-06-18 | RO | Advising on corporate finance | 2021-06-18 | 2023-11-29 | RO | Advising on securities | 2021-06-18 | 2023-11-29 | RO | Dealing in securities | 2021-06-18 | 2023-11-29 |
| 5 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-12-22 | 2006-05-08 | Rep | Dealing in securities | 2004-12-24 | 2006-05-08 |
| 6 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2024-01-23 | |
| 7 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-07-08 | 2004-11-20 |
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