Wong, Sarah Lai 黃勵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2006-07-18 | 2012-01-19 |
| 2 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2006-07-18 | 2012-01-19 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-18 | 2012-01-19 |
| 4 | BOCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-10-30 | 2012-01-19 |
| 5 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2009-10-30 | 2012-01-19 |
| 6 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2015-07-13 | 2021-08-13 |
| 7 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2015-07-13 | 2021-08-13 |
| 8 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-07-13 | 2021-08-13 |
| 9 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-13 | 2021-08-13 |
| 10 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-11-05 | 2022-07-12 |
| 11 | GUOTAI JUNAN CAPITAL LIMITED | RO | Advising on corporate finance | 2022-07-12 | 2022-10-20 |
| 12 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2022-07-12 | 2022-10-20 |
| 13 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-07-12 | 2022-10-20 |
| 14 | TRANSPAC CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-03-03 | 2023-09-11 |
| 15 | TRANSPAC CAPITAL LIMITED | Rep | Advising on securities | 2023-03-03 | 2023-09-11 |
| 16 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Advising on corporate finance | 2024-04-17 | |
| 17 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2024-04-17 |
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