Woo, Marcus Kin Ming 胡健明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2005-07-20 | 2011-08-26 | Rep | Advising on corporate finance | 2005-07-20 | 2011-09-26 | RO | Advising on corporate finance | 2011-09-26 | 2012-07-01 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-01-10 | 2005-07-18 | Rep | Dealing in securities | 2005-01-27 | 2005-07-18 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2012-08-08 | 2012-09-11 | RO | Advising on corporate finance | 2012-09-11 | 2019-01-25 | Rep | Dealing in securities | 2018-11-05 | 2019-01-25 |
| 4 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2019-02-22 | 2019-05-22 | Rep | Dealing in securities | 2019-02-22 | 2019-05-22 | RO | Advising on corporate finance | 2019-05-22 | 2022-11-04 | RO | Dealing in securities | 2019-05-22 | 2022-11-04 |
| 5 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-12-06 | |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2022-11-21 | 2023-03-24 | Rep | Dealing in securities | 2022-11-21 | 2023-03-24 | RO | Advising on corporate finance | 2023-03-24 | RO | Dealing in securities | 2023-03-24 |
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