Yang, Tianxiao 楊天嘯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-04-19 | 2015-12-11 | Rep | Dealing in securities | 2010-04-19 | 2015-12-11 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-19 | 2015-12-11 |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2016-01-13 | Rep | Dealing in securities | 2016-01-13 | 2017-06-12 | RO | Dealing in securities | 2017-06-12 |
| 4 | CMB International Global Markets Limited | Rep | Dealing in securities | 2022-05-03 | 2023-01-05 | RO | Dealing in securities | 2023-01-05 |
| 5 | CMB International Securities Limited | Rep | Dealing in securities | 2018-02-23 | 2023-01-05 | RO | Dealing in securities | 2023-01-05 |
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