Zhang, Qi (SFC:AVA621) 張琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-04-16 | 2014-04-04 | Rep | Dealing in securities | 2010-04-16 | 2014-04-04 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-16 | 2014-04-04 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2014-04-09 | 2016-10-14 | Rep | Dealing in securities | 2014-04-09 | 2016-10-14 |
| 4 | New China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-11-09 | 2017-07-12 | Rep | Asset management | 2016-11-09 | 2017-07-12 |
| 5 | New China Capital Management Limited | Rep | Advising on securities | 2017-09-04 | 2019-01-18 | Rep | Asset management | 2017-09-04 | 2019-01-18 |
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