Zhao, Yuhong (SFC:AGO215) 趙宇紅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-09-13 | 2014-09-01 | Rep | Dealing in securities | 2010-09-13 | 2014-09-01 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-13 | 2014-09-01 |
3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-11-27 | 2010-06-25 | Rep | Advising on securities | 2009-11-27 | 2010-06-25 |
4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-08-13 | 2008-12-15 | Rep | Advising on securities | 2007-08-13 | 2008-12-15 | Rep | Dealing in securities | 2007-08-13 | 2008-12-15 |
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