Zhu, Shirong 朱世融
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-06-18 | 2011-01-19 | Rep | Advising on corporate finance | 2011-04-04 | 2014-06-28 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-08-12 | 2023-08-10 | Rep | Advising on securities | 2021-08-12 | 2023-08-10 | Rep | Dealing in securities | 2021-08-12 | 2023-08-10 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-11-04 | 2017-05-11 | Rep | Advising on securities | 2015-11-04 | 2017-05-11 | Rep | Dealing in securities | 2015-11-04 | 2017-05-11 | RO | Advising on corporate finance | 2017-05-11 | 2021-06-25 | RO | Advising on securities | 2017-05-11 | 2021-06-25 | RO | Dealing in securities | 2017-05-11 | 2021-06-25 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2014-07-11 | 2015-07-14 | Rep | Advising on securities | 2014-07-11 | 2015-07-14 | Rep | Dealing in securities | 2014-07-11 | 2015-07-14 |
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